Financial Services Compliance Administration
Study location | Canada, Ontario, Toronto |
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Type | Graduate Certificate, College |
Nominal duration | 1 year/ 2 semesters, includes 1 field placement |
Study language | English |
Course code | FCA |
Tuition fee | CA$16,495 per program The fees are for the 2022–2023 academic year and include tuition (CA$14,970), health insurance and ancillary charges. The fees displayed are estimates for two semesters and are subject to change. |
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Registration fee | CA$390 one-time The registration fee includes the non-refundable application fee (CA$90) and the refundable deposit fee (CA$300). Please REVIEW the EdviseCanada`s fee policy. |
Accommodation fee | CA$1,800 per month The above fee is an estimated amount for living expenses for one month.
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Entry qualification | Undergraduate Diploma (or higher) To be eligible, you must possess:
Note: Applicants with an equivalent combination of partial postsecondary and/or three to five years of related work experience may be considered for admission. Relevant resumé and references must be provided. The entry qualification documents are accepted in the following languages: English. |
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Language requirements | English If you are not coming from a country where English is the primary language, you must provide proof of English proficiency in one of the following ways:
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More information |
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Overview
White-collar crime is increasing, particularly in the areas of identity theft, money laundering and securities fraud and therefore the need for compliance and risk management professionals is growing in the financial services industry.
In this eight-month graduate certificate program, you will gain the technical and professional skills that are necessary to become a compliance officer. This program covers Canadian regulatory requirements for the banking, insurance and securities industries. You will acquire critical skills such as policies and procedures management, privacy management, and Anti Money Laundering (AML) investigation.
As part of this program, you will be able to take a course that qualifies you for the Canadian Securities Course (CSC)® licensing examinations. As a student, you will register with the Canadian Securities Institute (CSI)® at an additional cost.
Skills
Throughout this program you will develop the following skills:
- Research
- Communications
- Relationship building
- Hands-on industry software experience
Field Placement
The Financial Services Compliance Administration program does more than just equip graduates with the tools of the trade. It provides you with the opportunity to gain important experience. You are required to complete a compliance administration field placement or industry-related project as part of the program requirements. A Coordinator will work with you to match you with a placement or project opportunity. Upon completion of the program, you will have begun the important first step in the networking process that is critical to finding the position to launch a career in financial services compliance.
Career opportunities
When you graduate from this program, these are the types of career options that you can explore:
- Compliance administrator
- Compliance analyst
- Privacy officer
- Regulatory reporting associate
- AML investigator
- AML analyst
- Registration officer
- Anti-Corruption & anti-bribery officer