Logo of Seneca College - Newnham

Financial Services Compliance Administration

Seneca College - Newnham
Canada, Ontario, Toronto
Tuition fee CA$15,249 per year

The fees shown here are estimates only for two semesters and are subject to change. The above fee includes tuition (CA$13,861), health insurance and ancillary fees.

Please REVIEW the Seneca College`s withdrawal, refund or deferral information.

Registration fee CA$390 one-time

The registration fee includes the non-refundable application fee (CA$90) and the refundable deposit fee (CA$300).

Please REVIEW the EdviseCanada`s fee policy.

More information

senecacollege.ca/..grams/fulltime/FCA.html 

Overview

White-collar crime is increasing, particularly in the areas of identity theft, money laundering and securities fraud and therefore the need for compliance and risk management professionals is growing in the financial services industry.
In this eight-month graduate certificate program, you will gain the technical and professional skills that are necessary to become a compliance officer. This program covers Canadian regulatory requirements for the banking, insurance and securities industries. You will acquire critical skills such as policies and procedures management, privacy management, and Anti Money Laundering (AML) investigation.

As part of this program, you will be able to take a course that qualifies you for the Canadian Securities Course (CSC)® licensing examinations. As a student, you will register with the Canadian Securities Institute (CSI)® at an additional cost.

Skills

Throughout this program you will develop the following skills:

  • Research
  • Communications
  • Relationship building
  • Hands-on industry software experience

Field Placement

The Financial Services Compliance Administration program does more than just equip graduates with the tools of the trade. It provides you with the opportunity to gain important experience. You are required to complete a compliance administration field placement or industry-related project as part of the program requirements. A Coordinator will work with you to match you with a placement or project opportunity. Upon completion of the program, you will have begun the important first step in the networking process that is critical to finding the position to launch a career in financial services compliance.

Career opportunities

When you graduate from this program, these are the types of career options that you can explore:

  • Compliance administrator
  • Compliance analyst
  • Privacy officer
  • Regulatory reporting associate
  • AML investigator
  • AML analyst
  • Registration officer
  • Anti-Corruption & anti-bribery officer
Apply Now! September 2023
This intake is not applicable
Studies commence
Sep 5, 2023

Application deadlines apply to citizens of: United States

Apply Now! September 2023
This intake is not applicable
Studies commence
Sep 5, 2023

Application deadlines apply to citizens of: United States